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Filing Details

Accession Number:: 0001179706-18-000136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-05 20:52:28
Reporting Period:: 2018-06-01

Accepted Time:: 2018-06-05 20:52:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Computer & Office Equipment (3570)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1656085	C. Timothy Stonesifer	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-06-01	40,118	$15.53	246,203	No	4	M	Direct
Common Stock	Disposition	2018-06-01	19,891	$15.53	226,312	No	4	F	Direct
Common Stock	Acquisiton	2018-06-01	29,358	$15.53	255,670	No	4	M	Direct
Common Stock	Disposition	2018-06-01	14,557	$15.53	241,113	No	4	F	Direct
Common Stock	Acquisiton	2018-06-01	102,599	$15.53	343,712	No	4	A	Direct
Common Stock	Disposition	2018-06-04	53,750	$15.51	289,962	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2018-06-01	40,118	$0.00	40,118	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-06-01	29,358	$0.00	29,358	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct
0			No	4	M	Direct

Footnotes

On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18.
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.38 to $15.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staffinformation regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 11/02/15, the reporting person was granted 69,013 Restricted Stock Units ("RSUs"), 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,405 vested dividend equivalent rights and a de minimus adjustment of 0.1673 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,027 vested dividend equivalent rights and a de minimus adjustment of 0.2758 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.