Filing Details

Accession Number:
0001726123-18-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-05 20:36:32
Reporting Period:
2018-06-01
Accepted Time:
2018-06-05 20:36:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1726123 J David Demas One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-01 210 $25.89 4,788 No 4 S Indirect Vanguard fbo Shannon L Hungerford IRA
Common Stock Acquisiton 2018-06-01 210 $25.93 4,998 No 4 P Indirect Vanguard fbo Shannon L Hungerford IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Vanguard fbo Shannon L Hungerford IRA
No 4 P Indirect Vanguard fbo Shannon L Hungerford IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,859 Direct
Common Stock 200 Indirect Vanguard fbo David J. Demas IRA
Common Stock 2,500 Direct
Footnotes
  1. This transaction was an inadvertent broker-initiated sale of shares from an account maintained by the reporting person's spouse. Such sale is matchable under Section 16(b) of the Securities Exchange Act of 1934 against a portion of the reporting person's purchase of 1,000 shares of the Company's common stock on February 28, 2018, at a price of $22.80 per share. The reporting person has paid the Company $649.11, representing the full amount of profit realized in connection with the inadvertent sale.
  2. Shannon L Hungerford is the reporting person's Spouse.
  3. This transaction reflects the purchase of shares of common stock of the Company promptly following the receipt of notice of the inadvertent broker-initiated sale of shares discussed in Footnote 1 above.
  4. Shares held jointly by the reporting person and his spouse.