Filing Details

Accession Number:
0001140361-18-027463
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-05 18:50:38
Reporting Period:
2018-05-31
Accepted Time:
2018-06-05 18:50:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541401 Empire State Realty Trust Inc. ESRT () S3
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441449 Authority Investment Qatar Q-Tel Tower
P.o. Box 23223
Doha S3 S3
No No Yes No
1709921 Quark Holding Llc P.o. Box 23224 Ooredoo Tower
Diplomatic Area Street, West Bay
Doha S3 S3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2018-05-31 284,015 $16.72 29,894,869 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis.
  2. As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein.