Filing Details
- Accession Number:
- 0001359804-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 21:49:37
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 21:49:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184758 | A Jeffrey Wilke | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-02-15 | 13,130 | $7.93 | 64,662 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-02-15 | 30,287 | $0.00 | 94,949 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-02-15 | 9,200 | $189.75 | 85,749 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-02-15 | 8,715 | $189.07 | 77,034 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-02-15 | 100 | $188.34 | 76,934 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2011-02-15 | 13,130 | $0.00 | 13,130 | $7.93 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2011-02-15 | 30,287 | $0.00 | 30,287 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-02-14 | 2011-09-06 | No | 4 | M | Direct |
0 | 2008-05-15 | 2011-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 460 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $190.38 and the lowest price at which shares were sold was $189.39.
- Represents the weighted average sale price. The highest price at which shares were sold was $189.38 and the lowest price at which shares were sold was $188.41.
- This option vested at the rate of 4.08% on February 14, 2002, 4.08% on February 14, 2003, and 4.592% per quarter thereafter until fully vested on February 14, 2008.
- Converts into Common Stock on a one-for-one basis.
- This award vested based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3.88% on May 15, 2008 and an additional 3.88% upon completion of each 3-month period of employment thereafter through February 15, 2009; 7.04% on May 15, 2009 and an additional 7.04% upon completion of each 3-month period thereafter through February 15, 2010; 14.08% on May 15, 2010 and an additional 14.08% upon completion of each 3-month period thereafter through February 15, 2011.