Filing Details

Accession Number:
0000891839-18-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-05 16:29:35
Reporting Period:
2018-06-04
Accepted Time:
2018-06-05 16:29:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408288 E Alan Smith C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Vp & General Manager - Batavia No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-04 3,571 $15.22 42,646 No 4 M Direct
Common Stock Acquisiton 2018-06-04 3,118 $15.25 45,764 No 4 M Direct
Common Stock Disposition 2018-06-04 6,689 $25.94 39,075 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-06-04 3,571 $0.00 3,571 $15.22
Common Stock Stock Option (Right to Buy) Disposition 2018-06-04 3,118 $0.00 3,118 $15.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-28 2019-05-28 No 4 M Direct
0 2013-05-20 2020-05-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $18.65 2015-05-30 2022-05-30 6,059 6,059 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-05-30 6,059 6,059 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.52 to $26.235, inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. This option was previously reported by Mr. Smith.