Filing Details

Accession Number:
0000920112-18-000190
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-05 11:51:48
Reporting Period:
2018-06-04
Accepted Time:
2018-06-05 11:51:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184329 K John Schmidt 1398 Central Ave.
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-04 15,200 $56.38 110,466 No 4 S Direct
Common Stock Disposition 2018-06-04 4,800 $55.65 105,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 125,666 Direct
Common Stock 12,677 Indirect by Spouse
Common Stock 5,806 Indirect Minor Child
Common Stock 4,780 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2017 Director Restricted Stock Unit $0.00 1,035 0 Direct
Common Stock 2018 Director Restricted Stock Units $0.00 1,235 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,035 0 Direct
1,235 0 Direct
Footnotes
  1. Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
  2. Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  4. These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.