Filing Details
- Accession Number:
- 0001437749-18-011247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-05 09:14:27
- Reporting Period:
- 2018-06-01
- Accepted Time:
- 2018-06-05 09:14:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193296 | P David Heintzman | 3019 Poppy Way Louisville KY 40206 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-12 | 500 | $0.00 | 170,552 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-06-01 | 26,325 | $40.00 | 196,877 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-01 | 17,358 | $40.00 | 179,519 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-06-04 | 8,967 | $39.85 | 170,552 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-06-01 | 26,325 | $0.00 | 26,325 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,061 | Indirect | By Spouse |
| Common Stock | 14,854 | Indirect | By 401k/ESOP-David Heintzman |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $35.90 | 2019-02-20 | 2028-02-20 | 12,883 | 12,883 | Direct |
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 21,573 | 21,573 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 36,411 | 36,411 | Direct |
| Common Stock | Stock Appreciation Right | $15.26 | 2014-02-19 | 2023-02-19 | 25,015 | 25,015 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 28,989 | 28,989 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 21,742 | 21,742 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 24,799 | 24,799 | Direct |
| Common Stock | Stock Appreciation Right | $40.00 | 2018-03-21 | 2027-03-21 | 13,273 | 13,273 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-20 | 12,883 | 12,883 | Direct |
| 2021-03-15 | 21,573 | 21,573 | Direct |
| 2022-02-20 | 36,411 | 36,411 | Direct |
| 2023-02-19 | 25,015 | 25,015 | Direct |
| 2024-02-18 | 28,989 | 28,989 | Direct |
| 2025-03-17 | 21,742 | 21,742 | Direct |
| 2026-03-15 | 24,799 | 24,799 | Direct |
| 2027-03-21 | 13,273 | 13,273 | Direct |
Footnotes
- Gifted Shares to Charitable Organization
Billionaire Hedge Funds
