Filing Details

Accession Number:
0001192482-18-000260
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-04 18:00:53
Reporting Period:
2018-05-31
Accepted Time:
2018-06-04 18:00:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267565 Collegium Pharmaceutical Inc COLL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443841 Joseph Ciaffoni C/O Collegium Pharmaceutical, Inc.
780 Dedham Street, Suite 800
Canton MA 02021
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-31 64,821 $8.22 174,089 No 4 M Direct
Common Stock Disposition 2018-05-31 59,204 $22.54 114,885 No 4 S Direct
Common Stock Disposition 2018-05-31 5,617 $23.35 109,268 No 4 S Direct
Common Stock Disposition 2018-05-31 6,205 $22.62 103,063 No 4 F Direct
Common Stock Disposition 2018-06-01 14,862 $22.48 88,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to purchase) Disposition 2018-05-31 64,821 $0.00 64,821 $8.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
194,462 2027-05-31 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.10 to $23.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (5).
  3. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.10 to $23.45, inclusive.
  4. Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.
  5. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.14 to $22.91, inclusive.
  6. 64,821 shares subject to the option vested and became exercisable on May 31, 2018. The remaining 194,462 shares subject to the option vest in equal quarterly installments (rounded up to the nearest whole share of common stock) over a three year period, subject to the reporting person's continued service with the issuer.