Filing Details
- Accession Number:
- 0001654954-18-006265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 16:59:34
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 16:59:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602388 | Patrick J. Galleher | C/O Issuer Direct Corp 500 Perimeter Park Dr., Suite D Morrisville NC 27560 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-31 | 991 | $13.49 | 18,657 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-31 | 991 | $17.25 | 17,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-01 | 11,043 | $13.49 | 28,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-01 | 11,043 | $17.25 | 17,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-04 | 23,900 | $13.49 | 41,566 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-04 | 23,900 | $17.26 | 17,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2018-05-31 | 991 | $0.00 | 991 | $13.49 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2018-06-01 | 11,043 | $0.00 | 11,043 | $13.49 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2018-06-04 | 23,900 | $0.00 | 23,900 | $13.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,943 | 2014-06-30 | 2019-06-30 | No | 4 | M | Direct |
| 23,900 | 2014-06-30 | 2019-06-30 | No | 4 | M | Direct |
| 0 | 2014-06-30 | 2019-06-30 | No | 4 | M | Direct |
Footnotes
- This Form is being filed to report, among other things, the exercise of a stock option for a total of 35,934 shares of Common Stock. The stock option was initially granted to the Reporting Person on March 11, 2014 for an aggregate of 40,000 shares of Common Stock at an exercise price of $13.49 per share (the "Initial Option"). In connection with the exercise of the stock option, the Reporting Person sold 991 shares of Common Stock on the open market on May 31, 2018 at a price of $17.25 per share, 11,043 shares of Common Stock on the open market on June 1, 2018 at a price of $17.25 per share and 23,900 shares of Common Stock on the open market on June 4, 2018 at a weighted average price of $17.26 per share for gross proceeds of $620,012 in order to pay for the aggregate option exercise price of $484,750. As a result of these transactions, the Reporting Person, on a net basis, did not acquire any additional shares of Common Stock. The Reporting Person no longer has any shares of Common Stock exercisable under the Initial Option.
- The $17.26 represents a weighted average price. The Reporting Person sold 3,000 shares of Common Stock at price of $17.30 per share and 20,900 shares of Common Stock at a price of $17.25 per share.
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