Filing Details

Accession Number:
0001179110-18-007911
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-04 16:05:22
Reporting Period:
2018-05-31
Accepted Time:
2018-06-04 16:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610250 Boot Barn Holdings Inc. BOOT Retail-Shoe Stores (5661) 900776290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623534 Grant James Conroy C/O Boot Barn Holdings, Inc.
15345 Barranca Pkwy
Irvine CA 92618
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-31 597 $5.47 41,892 No 4 M Direct
Common Stock Disposition 2018-05-31 597 $23.97 41,295 No 4 S Direct
Common Stock Acquisiton 2018-05-31 28,569 $7.11 69,864 No 4 M Direct
Common Stock Disposition 2018-05-31 28,569 $23.87 41,295 No 4 S Direct
Common Stock Acquisiton 2018-05-31 3,080 $7.47 44,375 No 4 M Direct
Common Stock Disposition 2018-05-31 3,080 $23.88 41,295 No 4 S Direct
Common Stock Acquisiton 2018-05-31 119,580 $9.21 160,875 No 4 M Direct
Common Stock Disposition 2018-05-31 119,580 $23.87 41,295 No 4 S Direct
Common Stock Acquisiton 2018-05-31 119,580 $9.21 160,875 No 4 M Direct
Common Stock Disposition 2018-05-31 119,580 $23.87 41,295 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2018-05-31 597 $0.00 597 $5.47
Common Stock Options Disposition 2018-05-31 28,569 $0.00 28,569 $7.11
Common Stock Options Disposition 2018-05-31 3,080 $0.00 3,080 $7.47
Common Stock Options Disposition 2018-05-31 239,160 $0.00 239,160 $9.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-20 No 4 M Direct
28,568 2024-05-20 No 4 M Direct
0 2022-12-20 No 4 M Direct
0 2022-12-20 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.53 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.52 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.
  6. The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.