Filing Details
- Accession Number:
- 0001005229-18-000230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 11:27:58
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 11:27:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555160 | F Kurt Wozniak | 205 Crosspoint Parkway Getzville NY 14068 | Vp - Industrial Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-31 | 7,464 | $27.12 | 35,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-31 | 5,042 | $41.32 | 30,202 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 2,422 | $41.17 | 27,780 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-31 | 7,500 | $24.94 | 35,280 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-31 | 7,500 | $41.17 | 27,780 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-31 | 8,978 | $15.16 | 36,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-31 | 8,978 | $41.17 | 27,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2018-05-31 | 7,464 | $27.12 | 7,464 | $27.12 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2018-05-31 | 7,500 | $24.94 | 7,500 | $24.94 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2018-05-31 | 8,978 | $15.16 | 8,978 | $15.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-19 | 2024-05-19 | No | 4 | M | Direct |
| 2,500 | 2016-05-18 | 2025-05-17 | No | 4 | M | Direct |
| 8,979 | 2017-05-23 | 2026-05-22 | No | 4 | M | Direct |
Footnotes
- Includes 9,297.2584 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 887.8691 shares become fully vested and non-forfeitable on 5/18/2019; 2,906.2982 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,718.0911 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; and the remaining 2,785 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.
- Exercisable on 5/18/2019.
- Exercisable 50% per year for two years beginning on 5/23/2019.
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