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Home > Insider Trading > Filing (0001444363-18-000103)

Filing Details

Accession Number:: 0001444363-18-000103
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-01 20:40:52
Reporting Period:: 2018-05-30

Accepted Time:: 2018-06-01 20:40:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1472938	Henry Glenn Stevens	135 Us Hwy. 202/206 Bedmnister NJ 07921	President, Ceo & Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-05-30	9,913	$7.97	1,656,121	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The shares were sold in a private transaction, the proceeds of which will be used to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units.
The sale price is equal to the closing price of GCAP's common stock on May 25, 2018, which price was used to calculate the reporting person's tax withholding obligations.