Filing Details
- Accession Number:
- 0001225208-18-010066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 18:41:18
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-01 18:41:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229265 | Ames Vanessa Wittman | 1290 Avenue Of The Americas New York NY 10104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-31 | 57,075 | $3.90 | 83,249 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-31 | 20,000 | $3.96 | 103,249 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-31 | 15,408 | $3.16 | 118,657 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-31 | 23 | $0.00 | 118,680 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-05-31 | 43,405 | $7.14 | 75,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 49,078 | $7.14 | 26,197 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-31 | 15,408 | $3.16 | 15,408 | $3.16 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-31 | 57,075 | $3.90 | 57,075 | $3.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-31 | 20,000 | $3.96 | 20,000 | $3.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-20 | 2024-05-20 | No | 4 | M | Direct |
| 19,025 | 2016-05-20 | 2025-05-20 | No | 4 | M | Direct |
| 59,500 | 2017-05-25 | 2026-05-25 | No | 4 | M | Direct |
Footnotes
- On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.
- Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
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