Filing Details

Accession Number:
0000899243-18-014592
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-31 20:22:05
Reporting Period:
2018-05-29
Accepted Time:
2018-05-31 20:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1627857 Sailpoint Technologies Holdings Inc. SAIL () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450701 Thoma Bravo, Llc C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606286 Thoma Bravo Fund Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606287 Thoma Bravo Fund Xi-A, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606288 Thoma Bravo Executive Fund Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1722232 Thoma Bravo Partners Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-29 20,479,200 $21.66 29,837,816 No 4 S Indirect See footnote
Common Stock Disposition 2018-05-29 4,209,173 $0.00 25,628,643 No 4 J Indirect See footnote
Common Stock Acquisiton 2018-05-29 4,209,173 $0.00 4,209,173 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. Consists of 13,435,277 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 6,747,528 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 296,395 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").
  2. Represents the offering price to the public of $22.50 per share, less the underwriters' discount of $0.836325 per share.
  3. Consists of 19,574,959 shares held directly by TB Fund XI, 9,830,983 shares held directly by TB Fund XI-A and 431,874 shares held directly by TB Exec Fund XI.
  4. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.
  5. Represents a distribution of 3,147,216 shares held directly by TB Fund XI, 1,013,643 shares held directly by TB Fund XI-A and 48,314 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 90 days from May 23, 2018.
  6. Consists of 16,427,743 shares held directly by TB Fund XI, 8,817,340 shares held directly by TB Fund XI-A and 383,560 shares held directly by TB Exec Fund XI.
  7. Consists of 4,209,173 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.