Filing Details

Accession Number:
0001209191-18-034502
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-31 19:07:05
Reporting Period:
2018-05-29
Accepted Time:
2018-05-31 19:07:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1712923 Greensky Inc. GSKY Services-Business Services, Nec (7389) 822135346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741565 Helen Zalik 5565 Glenridge Connector, Suite 700
Atlanta GA 30342
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2018-05-29 19,200,980 $0.00 50,948,121 No 4 S Indirect By Founders Technology Investors, LLC
Class B Common Stock Disposition 2018-05-29 5,009,231 $0.00 13,291,556 No 4 S Indirect By Financial Technology Investors, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Founders Technology Investors, LLC
No 4 S Indirect By Financial Technology Investors, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Holdco Units Disposition 2018-05-29 19,200,980 $21.85 19,200,980 $0.00
Class A Common Stock Holdco Units Disposition 2018-05-29 5,009,231 $21.85 5,009,231 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,948,121 No 4 S Indirect
13,291,556 No 4 S Indirect
Footnotes
  1. Represents Holdco Units purchased by the Issuer in connection with its initial public offering, and shares of Class B common stock automatically cancelled upon such purchase.
  2. Amount represents 98.4957% of the Holdco Units purchased from Founders Technology Investors, LLC, and 98.4957% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 98.4957% indirect economic interest in Founders Technology Investors, LLC.
  3. The amount of securities reflects a 98.4957% indirect economic interest in Founders Technology Investors, LLC.
  4. The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
  5. Amount represents 97.1314% of the Holdco Units purchased from Financial Technology Investors, LLC, and 97.1314% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 97.1314% indirect economic interest in Financial Technology Investors, LLC.
  6. The amount of securities reflects a 97.1314% indirect economic interest in Financial Technology Investors, LLC.
  7. Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.