Filing Details

Accession Number:
0001654954-18-006118
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-31 16:05:47
Reporting Period:
2018-05-29
Accepted Time:
2018-05-31 16:05:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602388 Patrick J. Galleher C/O Issuer Direct Corp
500 Perimeter Park Dr., Suite D
Morrisville NC 27560
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-29 163 $17.50 17,503 No 4 S Direct
Common Stock Disposition 2018-05-30 3,903 $17.25 13,600 No 4 S Direct
Common Stock Acquisiton 2018-05-30 4,066 $13.49 17,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2018-05-30 4,066 $0.00 4,066 $13.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,934 2014-06-30 2019-06-30 No 4 M Direct
Footnotes
  1. This Form is being filed to report, among other things, the exercise of a stock option for a total of 4,066 shares of Common Stock. The stock option was initially granted to the Reporting Person on March 11, 2014 for an aggregate of 40,000 shares of Common Stock at an exercise price of $13.49 per share (the "Initial Option"). In connection with the exercise of the stock option, the Reporting Person sold 163 shares of Common Stock on the open market on May 29, 2018 at a price of $17.50 and 3,903 shares of Common Stock on the open market on May 30, 2018 at a weighted average price of $17.25 per share for gross proceeds of $70,180 in order to pay for the aggregate option exercise price of $54,850. As a result of these transactions, the Reporting Person, on a net basis, did not acquire any additional shares of Common Stock. The Reporting Person continues to have 35,934 shares of Common Stock exercisable under the Initial Option.
  2. The $17.25 represents a weighted average price. The Reporting Person sold 3 shares of Common Stock at price of $17.50 per share and 3,900 shares of Common Stock at a price of $17.25 per share.