Filing Details

Accession Number:
0001181431-11-010869
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-16 17:16:51
Reporting Period:
2011-02-14
Filing Date:
2011-02-16
Accepted Time:
2011-02-16 17:16:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1392380 Gevo Inc. GEVO Industrial Organic Chemicals (2860) 870747704
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414211 Virgin Green Fund I Lp C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1414472 Mark Poole C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1478379 Anup Jacob C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1478383 Ltd I Vgf C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1478408 Vgf Partners I, L.p. C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1504524 Niall Ritchie C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
1504547 Stephen Murphy C/O Vgf Advisers (Us) Llc
27 South Park Street, Suite 200
San Francisco CA 94107
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-14 2,567,251 $0.00 2,567,251 No 4 C Indirect See footnote
Common Stock Acquisiton 2011-02-14 186,667 $15.00 2,753,918 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2011-02-14 1,027,397 $0.00 1,027,397 $0.00
Common Stock Series C Preferred Stock Disposition 2011-02-14 456,204 $0.00 456,204 $0.00
Common Stock Series D Preferred Stock Disposition 2011-02-14 639,206 $0.00 639,206 $0.00
Common Stock Series D-1 Preferred Stock Disposition 2011-02-14 233,645 $0.00 444,444 $0.00
Series C Preferred Stock Warrants (right to buy) Disposition 2011-02-14 28,786 $0.00 28,786 $5.48
Common Stock Warrants (right to buy) Acquisiton 2011-02-14 28,786 $0.00 28,786 $5.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 2008-01-18 2018-01-18 No 4 C Indirect
28,786 2008-01-18 2018-01-18 No 4 C Indirect
Footnotes
  1. Represents the aggregate number of shares of common stock held by the reporting person following conversion of the shares of preferred stock previously held by the reporting person and reflected in Table II of this Form 4.
  2. Upon completion of the Issuer's initial public offering of common stock, all shares of preferred stock held by the reporting person, other than shares of Series D-1 Preferred Stock, were automatically converted into shares of the Issuer's common stock on a one-for-one basis and had no expiration date.
  3. Upon completion of the Issuer's initial public offering and in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on May 4, 2010, a copy of which is attached as Exhibit 3.1 to the Issuer's Registration Statement on Form S-1 (File No. 333-168792), as amended, initially filed with the Securities and Exchange Commission on August 12, 2010, the Series D-1 Preferred Stock was automatically converted into shares of the Issuer's common stock at a ratio of 1:1.90222 and had no expiration date.
  4. Shares are owned directly by Virgin Green Fund I, L.P. (the "Fund"). VGF Partners I, L.P. is the general partner (the "Direct General Partner") of the Fund and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. VGF I Limited is the general partner of the Direct General Partner (the "Ultimate General Partner") and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. Each of Shai Weiss, Anup Jacob, Mark Poole, Niall Ritchie and Stephen Murphy (the "Directors") are directors of the Ultimate General Partner and each Director may be deemed to share in the voting and dispositive power over the securities held by the Fund. Each of the Direct General Partner, the Ultimate General Partner and the Directors disclaim beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.
  5. Upon completion of the Issuer's initial public offering, this warrant to purchase shares of Series C Preferred Stock automatically converted into a warrant to purchase an equal number of shares of the Issuer's common stock.