Filing Details

Accession Number:
0001209191-18-034204
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-30 17:26:26
Reporting Period:
2018-05-30
Accepted Time:
2018-05-30 17:26:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659323 Iterum Therapeutics Plc ITRM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322927 Karl Brenton Ahrens C/O Canaan Partners
285 Riverside Ave., Suite 250
Westport CT 06880
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-05-30 721,408 $0.00 721,408 No 4 C Indirect By Canaan X, L.P.
Ordinary Shares Acquisiton 2018-05-30 275,446 $0.00 996,854 No 4 C Indirect By Canaan X, L.P.
Ordinary Shares Acquisiton 2018-05-30 229,660 $0.00 1,226,514 No 4 C Indirect By Canaan X, L.P.
Ordinary Shares Acquisiton 2018-05-30 506,656 $13.00 1,733,170 No 4 P Indirect By Canaan X, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Canaan X, L.P.
No 4 C Indirect By Canaan X, L.P.
No 4 C Indirect By Canaan X, L.P.
No 4 P Indirect By Canaan X, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Series A Preferred Shares Disposition 2018-05-30 721,408 $0.00 721,408 $0.00
Ordinary Shares Series B-1 Preferred Shares Disposition 2018-05-30 275,446 $0.00 275,446 $0.00
Ordinary Shares Series B-2 Preferred Shares Disposition 2018-05-30 229,660 $0.00 229,660 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
  2. These shares are held directly by Canaan X L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners X LLC ("Canaan X", and together with the Canaan Fund, the "Canaan Entities"). Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan X, collectively. The Reporting Person, a manager and member of Canaan X, serves as the representative of the Canaan Entities on the Issuer's board of directors. The Reporting Person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of his pecuniary interest therein, if any, in such securities by virtue of the limited liability company interests he owns in Canaan X.
  3. The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
  4. The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.