Filing Details
- Accession Number:
- 0001140361-11-010227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 17:06:36
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 17:06:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322866 | Kodiak Oil & Gas Corp | KOG | Oil & Gas Field Exploration Services (1382) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394697 | E James Catlin | 1625 Broadway, Suite 250 Denver CO 80202 | Chairman, Exec Vp, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 90,000 | $3.17 | 1,623,150 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 90,000 | $6.61 | 1,533,150 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-15 | 90,000 | $0.00 | 90,000 | $3.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 140,000 | 2006-04-13 | 2011-04-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500,000 | Indirect | Spouse |
Footnotes
- Shares were exercised and sold under a 10b5-1 sales plan.
- The price reported is the average weighted sales price; the individual sales prices ranged from $6.60 to $6.64. The undersigned will undertake to provide upon request a detailed breakout of the pricing.
- The options vested as follows: 200,000 on 4/13/06; 150,000 on 4/13/07 and 150,000 on 4/13/08.
Billionaire Hedge Funds
