Filing Details

Accession Number:
0001209191-11-010214
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-16 17:03:58
Reporting Period:
2011-02-14
Filing Date:
2011-02-16
Accepted Time:
2011-02-16 17:03:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31277 Eaton Corp ETN Misc Industrial & Commercial Machinery & Equipment (3590) 340196300
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188578 Arnold Craig Eaton Center
1111 Superior Ave.
Cleveland OH 44114
Vc & Coo-Industrial Sector No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-02-14 1,692 $59.07 72,401 No 4 M Direct
Common Shares Disposition 2011-02-14 1,692 $112.69 70,709 No 4 S Direct
Common Shares Acquisiton 2011-02-14 42,308 $59.07 113,017 No 4 M Direct
Common Shares Disposition 2011-02-14 38,935 $112.19 74,082 No 4 S Direct
Common Shares Disposition 2011-02-14 3,373 $112.77 70,709 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option Disposition 2011-02-14 1,692 $0.00 1,692 $59.07
Common Shares Stock Option Disposition 2011-02-14 42,308 $0.00 42,308 $59.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,308 2005-02-24 2014-02-24 No 4 M Direct
0 2005-02-24 2014-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 66 Indirect by trustee of ESP
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.63 - $112.795. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $111.734 - $112.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.73 - $112.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. These shares are held in the Eaton Savings Plan.