Filing Details

Accession Number:
0001144204-18-031249
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-29 12:00:34
Reporting Period:
2018-05-25
Accepted Time:
2018-05-29 12:00:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514106 W. Larry Carroll C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-25 4,533 $8.16 140,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 660 Indirect via Parent
Footnotes
  1. The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.15 to $8.16. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.