Filing Details
- Accession Number:
- 0001410636-18-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 18:01:23
- Reporting Period:
- 2018-05-24
- Accepted Time:
- 2018-05-25 18:01:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296668 | A Loyd Warnock | 1025 Laurel Oak Road Voorhees NJ 08043 | Svp, Ext. Affairs, Bus. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-24 | 2,870 | $46.45 | 14,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-24 | 2,870 | $81.45 | 11,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-24 | 2,870 | $0.00 | 2,870 | $46.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,594 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on April 28, 2014, representing a right to purchase 12,273 shares of common stock, vested in three equal installments on January 1, 2015, 2016 and 2017.
- Prior exercises of 6,809 shares of common stock underlying this option were previously reported.
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