Filing Details
- Accession Number:
- 0001654954-18-005957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 17:55:45
- Reporting Period:
- 2018-05-23
- Accepted Time:
- 2018-05-25 17:55:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-23 | 15,000 | $0.31 | 369,460 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2018-05-23 | 10,000 | $0.32 | 359,460 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2018-05-24 | 15,000 | $0.31 | 344,460 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2018-05-24 | 20,000 | $0.31 | 324,460 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2018-05-25 | 10,000 | $0.31 | 314,460 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2017-01-17 | 2021-04-30 | 37,000 | 37,000 | Direct |
| Common Stock | NonQualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2021-04-30 | 34,827 | 34,827 | Direct |
| Common Stock | Incentive Stock Option | $5.10 | 2012-12-18 | 2021-04-30 | 4,254 | 4,254 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-30 | 37,000 | 37,000 | Direct |
| 2021-04-30 | 34,827 | 34,827 | Direct |
| 2021-04-30 | 4,254 | 4,254 | Direct |
Footnotes
- Shares were sold for tax purposes in connection with their vesting on May 1, 2018. The shares were granted under the Company's 2012 Equity Incentive Plan, which grant was exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holdings include: 13,371 held by spouse, 36,893 held directly, 80,000,14,546 and 80,000 pursuant to restricted stock grants and 89,650 vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.
Billionaire Hedge Funds
