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Filing Details

Accession Number:
0000899243-18-014062
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-25 14:35:23
Reporting Period:
2018-05-23
Accepted Time:
2018-05-25 14:35:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403528 Oaktree Capital Group Llc OAK Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529877 W Larry Keele C/o Oaktree Capital Group, Llc
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Units Disposition 2018-05-23 14,628 $40.00 20,037 No 4 S Direct
Class A Units Disposition 2018-05-24 700 $40.04 19,337 No 5 S Direct
Class A Units Disposition 2018-05-25 2,348 $40.00 16,989 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 S Direct
No 5 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.