Filing Details

Accession Number:
0001209191-18-033214
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-24 19:45:15
Reporting Period:
2018-05-22
Accepted Time:
2018-05-24 19:45:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
923120 Greenbrier Companies Inc GBX Railroad Equipment (3743) 930816972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216953 J Mark Rittenbaum C/O The Greenbrier Companies, Inc.
One Centerpointe Drive, Suite 200
Lake Oswego OR 97035-8612
Evp, Commercial & Leasing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Gbx Acquisiton 2018-05-22 3,166 $0.00 71,892 No 4 M Direct
Common Stock - Gbx Disposition 2018-05-22 1,056 $52.20 70,836 No 4 F Direct
Common Stock - Gbx Disposition 2018-05-24 2,100 $49.58 68,736 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-05-22 3,166 $0.00 3,166 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,349 No 4 M Direct
Footnotes
  1. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
  2. Sale of shares was executed pursuant to a sales plan adopted May 15, 2018 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.15 to $49.85, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
  5. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.