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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-05-24 16:13:38
Reporting Period:
Accepted Time:
2018-05-24 16:13:38
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1560672 Ellington Residential Mortgage Reit EARN () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1060435 I Ronald Simon 53 Forest Ave
Old Greenwich CT 06870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-05-22 537 $11.28 13,031 No 4 P Direct
Common Shares Of Beneficial Interest Acquisiton 2018-05-23 3,224 $11.47 16,255 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 8,745 Indirect By Trust
  1. This transaction was executed in multiple trades at prices ranging from $11.46 to $11.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
  2. The shares are held in the Simon Family Trust (the "Trust"). Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.