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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-05-24 16:07:38
Reporting Period:
Accepted Time:
2018-05-24 16:07:38
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1411342 Ellington Financial Llc EFC () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1060435 I Ronald Simon 53 Forest Ave
Old Greenwich CT 06870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Rep. Limited Liabiilty Company Interests Acquisiton 2018-05-23 1,839 $16.20 22,666 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
  1. This transaction was executed in multiple trades at prices ranging from $16.19 to $16.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The shares are held in the Simon Family Trust (the "Trust"). Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.