Filing Details

Accession Number:
0001575607-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-24 15:54:39
Reporting Period:
2018-05-22
Accepted Time:
2018-05-24 15:54:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575607 E. James Minnick One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-22 1,521,535 $25.71 1,852,158 No 4 S Indirect BY LM III TRISTATE HOLDINGS LLC
Common Stock Disposition 2018-05-22 678,465 $25.71 825,891 No 4 S Indirect BY LM III-A TRISTATE HOLDINGS LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect BY LM III TRISTATE HOLDINGS LLC
No 4 S Indirect BY LM III-A TRISTATE HOLDINGS LLC
Footnotes
  1. Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III LP. Lovell Minnick Equity Partners III LP is the managing member of LM III TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
  2. Lovell Minnick Partners LLC is the managing member of Fund III UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors III LP, which is, in turn, the general partner of Lovell Minnick Equity Partners III-A LP. Lovell Minnick Equity Partners III-A LP is the managing member of LM III-A TriState Holdings LLC. As an officer of Lovell Minnick Partners LLC, Mr. Minnick may be deemed to share beneficial ownership of the shares of the issuer's common stock held by the Lovell Minnick funds. Mr. Minnick disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.