Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0000919574-18-003920
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-23 09:51:56
Reporting Period:
2018-05-21
Accepted Time:
2018-05-23 09:51:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892482 Qumu Corp QUMU Services-Prepackaged Software (7372) 411577970
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233571 J Raymond Harbert 2100 Third Avenue North, Suite 600
Birmingham AL 35244
No No Yes No
1259933 Harbert Management Corp 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1616659 Harbert Fund Advisors, Inc. 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1626127 Harbert Discovery Fund, Lp 2100 Third Avenue North, Suite 600
Birmingham AL 35203
Yes No Yes No
1642336 F. John Bryant 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
1642389 Kenan Lucas 2100 Third Avenue North, Suite 600
Birmingham AL 35203
Yes No Yes No
1642538 Harbert Discovery Fund Gp, Llc 2100 Third Avenue North, Suite 600
Birmingham AL 35203
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2018-05-21 20,000 $2.39 1,220,329 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The securities are held in the account of Harbert Discovery Fund, LP (the "Fund") and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) Harbert Fund Advisors, Inc., the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a director and co-portfolio manager of the Fund GP, (v) Kenan Lucas, a director and co-portfolio manager of the Fund GP and a director of the Issuer and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.