Filing Details

Accession Number:
0001019056-18-000715
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-22 15:02:32
Reporting Period:
2018-05-21
Accepted Time:
2018-05-22 15:02:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
65596 Siebert Financial Corp SIEB Security Brokers, Dealers & Flotation Companies (6211) 111796714
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1692748 V Francis Cuttita C/O Siebert Financial Corp.,
120 Wall Street
New York NY 10005
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2018-05-21 11 $10.00 159,589 No 4 S Direct
Common Stock, $0.01 Par Value Per Share Disposition 2018-05-22 500 $10.00 159,489 No 4 S Direct
Common Stock, $0.01 Par Value Per Share Disposition 2018-05-22 3,489 $9.20 156,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct