Filing Details

Accession Number:
0001179110-18-007295
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-22 14:17:54
Reporting Period:
2018-05-21
Accepted Time:
2018-05-22 14:17:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1652225 Mark Novakovich 11734 South Election Road
Salt Lake City UT 84020
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-21 7,011 $9.93 32,622 No 4 M Direct
Common Stock Disposition 2018-05-21 7,011 $24.66 25,611 No 4 S Direct
Common Stock Disposition 2018-05-21 3,000 $24.65 22,611 No 4 S Direct
Common Stock Disposition 2018-05-21 2,734 $24.43 19,877 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-05-21 7,011 $0.00 7,011 $9.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 605 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2017.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.43 per share to $24.81 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.48 per share to $24.83 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. Shares held in Reporting Person's 401(k) Plan.
  5. Incentive Stock Options granted December 26, 2012 that vest over four years.