Filing Details

Accession Number:
0001633978-18-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-21 19:29:41
Reporting Period:
2018-05-18
Accepted Time:
2018-05-21 19:29:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-18 5,863 $62.42 208,062 No 4 S Direct
Common Stock Disposition 2018-05-21 5,809 $63.63 202,253 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards.
  2. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.95 to $62.85. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017
  4. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.40 to $64.35. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.