Filing Details
- Accession Number:
- 0000821127-18-000087
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-21 16:58:24
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-21 16:58:24
- Original Submission Date:
- 2018-05-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 821127 | Boston Private Financial Holdings Inc | BPFH | State Commercial Banks (6022) | 042976299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727373 | M Steven Gaven | Boston Private Ten Post Office Square Boston MA 02109 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-15 | 840 | $16.60 | 7,134 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-17 | 603 | $16.73 | 6,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2018-05-15 | 840 | $0.00 | 1,217 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-05-15 | 4,880 | $0.00 | 4,880 | $0.00 |
| Common Stock | Performance Restricted Stock Units | Acquisiton | 2018-05-15 | 7,319 | $0.00 | 7,319 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 4,880 | No | 4 | A | Direct | ||
| 7,319 | No | 4 | A | Direct |
Footnotes
- Reporting of equity vesting inadvertently omitted on Form 4 submitted on 5-17-18.
- Shares sold to cover taxes relating to vesting of 5-15-15 equity grant.
- May 15, 2015 grant date common stock closing price.
- Performance Shares represent a contingent right to receive one share of the Company's common stock. Performance Shares vested based on the Company's performance for the period January 1, 2015 through December 31, 2017.
- Number represents targeted performance shares initially granted for the 2015-2017 performance period. 69% of these shares vested based upon the Company's performance during the performance period. The remaining performance shares were forfeited.
- Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date.
- Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020.
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