Filing Details

Accession Number:
0001209191-18-031813
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-21 16:15:36
Reporting Period:
2018-05-17
Accepted Time:
2018-05-21 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237268 I Douglas Kra C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Svp, Global Customer Success No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-17 12,704 $11.05 39,887 No 4 M Direct
Common Stock Disposition 2018-05-17 6,915 $61.50 32,972 No 4 F Direct
Common Stock Acquisiton 2018-05-17 10,000 $11.05 42,972 No 4 M Direct
Common Stock Disposition 2018-05-17 5,444 $61.45 37,528 No 4 F Direct
Common Stock Acquisiton 2018-05-17 10,000 $11.05 47,528 No 4 M Direct
Common Stock Disposition 2018-05-17 5,448 $61.25 42,080 No 4 F Direct
Common Stock Disposition 2018-05-17 14,897 $61.39 27,183 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2018-05-17 32,704 $0.00 32,704 $11.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-12 2022-12-12 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
  2. Represents the weighted average of the sale prices, ranging from $61.15 to $61.55. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
  3. Does not include shares of common stock subject to unvested restricted stock units and options awards.
  4. Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years.