Filing Details

Accession Number:
0001029744-18-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-21 15:43:13
Reporting Period:
2018-05-17
Accepted Time:
2018-05-21 15:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029744 Sonic Foundry Inc SOFO Radio & Tv Broadcasting & Communications Equipment (3663) 391783372
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170370 D Mark Burish Hurley, Burish And Stanton
33 E. Main St., Suite 400
Madison WI 53703
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
9% Cumulative Voting Convertible Preferred Stock, Series A Acquisiton 2018-05-17 1,902 $542.13 3,939 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-employee Director Stock Option Acquisiton 2018-05-17 2,000 $0.00 2,000 $2.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,000 2019-05-17 2028-05-17 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 371,886 Direct
Footnotes
  1. Subscription Agreement conversion to Series A Preferred Stock of the $1,000,000 note (10.75% Convertible Secured Subordinated Promissory Note) from amounts received on January 19, 2018 and February 15, 2018.
  2. Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share
  3. Securities owned include dividends accumulated as of the date of this filing.
  4. N/A