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Filing Details

Accession Number:: 0000921895-18-001764
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-18 19:31:30
Reporting Period:: 2018-05-15

Accepted Time:: 2018-05-18 19:31:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1040719	Ditech Holding Corp	DHCP	Mortgage Bankers & Loan Correspondents (6162)	133950486

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1488207	Baker Street Capital Management, Llc	1875 Century Park East, Suite 700 Los Angeles CA 90067	No	No	Yes	No
1489810	Vadim Perelman	1875 Century Park East, Suite 700 Los Angeles CA 90067	No	No	Yes	No
1493415	L.p. Capital Street Baker	1875 Century Park East, Suite 700 Los Angeles CA 90067	No	No	Yes	No
1599711	Baker Street Capital Gp, Llc	1875 Century Park East, Suite 700 Los Angeles CA 90067	No	No	Yes	No
1642313	Baskerville Spv, L.p.	1875 Century Park East, Suite 700 Los Angeles CA 90067	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-05-15	25,000	$6.27	391,842	No	4	S	Indirect	By: Baker Street Capital L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By: Baker Street Capital L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,314	Direct
Common Stock	76,897	Indirect	By: Baskerville SPV, L.P.

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series A Warrants	$20.63	2018-02-09	2028-02-09	12,461	12,461	Direct
Common Stock	Series B Warrants	$28.25	2018-02-09	2028-02-09	9,887	9,887	Direct
Common Stock	Series A Warrants	$20.63	2018-02-09	2028-02-09	710,171	710,171	Indirect
Common Stock	Series B Warrants	$28.25	2018-02-09	2028-02-09	563,506	563,506	Indirect
Common Stock	Series A Warrants	$20.63	2018-02-09	2028-02-09	131,008	131,008	Indirect
Common Stock	Series B Warrants	$28.25	2018-02-09	2028-02-09	103,952	103,952	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-02-09	12,461	12,461	Direct
2028-02-09	9,887	9,887	Direct
2028-02-09	710,171	710,171	Indirect
2028-02-09	563,506	563,506	Indirect
2028-02-09	131,008	131,008	Indirect
2028-02-09	103,952	103,952	Indirect

Footnotes

This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.