Filing Details

Accession Number:
0001354327-18-000033
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-05-18 17:21:49
Reporting Period:
2018-05-15
Accepted Time:
2018-05-18 17:21:49
Original Submission Date:
2018-05-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Innovations Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366229 T Jeffrey Jackson Pgt Innovations Inc
1070 Technology Drive
North Venice FL 34275
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Pgti Common Stock Acquisiton 2018-05-15 20,734 $2.00 200,073 No 4 M Direct
Pgti Common Stock Disposition 2018-05-15 9,511 $18.60 190,562 No 4 S Direct
Pgti Common Stock Acquisiton 2018-05-16 138,479 $2.00 329,041 No 4 M Direct
Pgti Common Stock Acquisiton 2018-05-16 63,482 $18.68 265,559 No 4 S Direct
Pgti Common Stock Acquisiton 2018-05-17 27,034 $2.00 292,593 No 4 M Direct
Pgti Common Stock Acquisiton 2018-05-17 12,540 $18.74 280,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-05-15 20,734 $0.00 20,734 $2.00
Common Stock Stock Option (Right to Buy) Disposition 2018-05-16 138,479 $0.00 138,479 $2.00
Common Stock Stock Option (Right to Buy) Disposition 2018-05-17 27,034 $0.00 27,034 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
165,513 2020-04-06 No 4 M Direct
27,034 2020-04-06 No 4 M Direct
0 2020-04-06 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a letter of instruction from the reporting person whereby reporting person elected to exercise options granted on April 6, 2010
  2. Shares sold by the reporting person to cover both the aggregate exercise price of the options being exercised and taxes arising from that exercise.
  3. This transaction was executed in multiple trades ranging from $18.60 to $18.65 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.
  4. This transaction was executed in multiple trades ranging from $18.60 to $18.80 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.
  5. This transaction was executed in multiple trades ranging from $18.65 to $18.83 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.
  6. An aggregate of 732,626 options exercisable in five approximately equal annual installments beginning on April 6, 2011.