Filing Details
- Accession Number:
- 0000750004-18-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-18 16:36:44
- Reporting Period:
- 2018-05-16
- Accepted Time:
- 2018-05-18 16:36:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533186 | Derik Mooberry | C/O Scientific Games Corporation 6601 Bermuda Road Las Vegas NV 89119 | Evp & Grp Chief Exec, Gaming | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-05-16 | 26,732 | $12.83 | 69,899 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-16 | 7,900 | $9.65 | 77,799 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-05-16 | 34,632 | $60.07 | 43,167 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-17 | 39,060 | $9.65 | 82,227 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-17 | 10,482 | $21.60 | 92,709 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-05-17 | 49,542 | $59.64 | 43,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-16 | 26,732 | $12.83 | 26,732 | $12.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-16 | 7,900 | $9.65 | 7,900 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-17 | 15,580 | $9.65 | 15,580 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-17 | 23,480 | $9.65 | 23,480 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-17 | 5,241 | $21.60 | 5,241 | $21.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-17 | 5,241 | $21.60 | 5,241 | $21.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,911 | 2025-04-26 | No | 4 | M | Direct | |
| 39,060 | 2026-06-20 | No | 4 | M | Direct | |
| 23,480 | 2026-06-20 | No | 4 | M | Direct | |
| 23,480 | 2026-06-20 | No | 4 | M | Direct | |
| 15,725 | 2027-03-08 | No | 4 | M | Direct | |
| 15,725 | 2027-03-08 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $59.70 to $60.40. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $59.30 to $60.06. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The option became exercisable as to 8,910 shares on April 27, 2016 and as to 8,911 shares on each of April 27, 2017 and April 27, 2018 and becomes exercisable as to 8,911 shares on April 27, 2019.
- Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
- The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
- Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on August 11, 2017. The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
- The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
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