Filing Details

Accession Number:
0001209191-18-031412
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-18 16:28:34
Reporting Period:
2018-01-10
Accepted Time:
2018-05-18 16:28:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370702 Quantenna Communications Inc QTNA Semiconductors & Related Devices (3674) 331127317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688418 William David Carroll C/O Quantenna Communications, Inc.
1704 Automation Parkway
San Jose CA 95131
Svp Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-10 26,000 $0.00 66,297 No 4 A Direct
Common Stock Disposition 2018-05-16 2,022 $14.80 64,275 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2018-01-10 65,000 $0.00 65,000 $13.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,000 2019-01-10 2028-01-10 No 4 A Direct
Footnotes
  1. Each share is represented by a Restricted Stock Unit ("RSU"). One-eighth (1/8) of the RSUs will vest on August 20, 2018 and each six-month anniversary thereafter, subject to the Reporting Person's continued service on each such vesting date.
  2. Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
  4. This sale price represents the weighted average sale price of the shares sold ranging from $14.58 to $14.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. One-fourth (1/4) of the shares subject to the option will vest on January 10, 2019, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.