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Home > Insider Trading > Filing (0001633978-18-000040)

Filing Details

Accession Number:
0001633978-18-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-17 21:47:10
Reporting Period:
2018-05-15
Accepted Time:
2018-05-17 21:47:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035		 Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
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Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-15 12,783 $0.00 227,326 No 4 M Direct
Common Stock Disposition 2018-05-15 1,000 $0.00 226,708 No 5 G Direct
Common Stock Disposition 2018-05-16 6,421 $63.59 220,287 No 4 S Direct
Common Stock Disposition 2018-05-17 6,362 $63.40 213,925 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 5 G Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
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Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-05-15 12,783 $0.00 12,783 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,783 2018-05-15 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. On May 15, 2018, the reporting person made a charitable gift of 1,000 shares.
  3. Bona Fide Gift. No compensation was given to the donor for the gifting of shares.
  4. Includes 382 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).
  5. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units.
  6. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale.The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares soldat each separate price.
  7. Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017
  8. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.05 to $63.675. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofsharessold at each separate price.
  9. Restricted Stock Units have no expiration date.