Filing Details

Accession Number:
0001331471-18-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-17 14:36:22
Reporting Period:
2018-05-15
Accepted Time:
2018-05-17 14:36:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637951 B Jonathan Degaynor C/O Stoneridge, Inc.
39675 Mackenzie Drive, Suite 400
Novi MI 48377
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2018-05-15 25,000 $29.74 79,122 No 4 S Direct
Common Shares, Without Par Value Acquisiton 2018-05-16 5,000 $30.71 74,122 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Performance Shares/Share Units $0.00 238,330 238,330 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
238,330 238,330 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The common shares were sold in multiple transactions on May 15, 2018 at prices per share ranging from $29.52 to $29.8484 and on May 16, 2018 at prices per share ranging from $30.5401 to $30.8245. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the ranges.
  2. Performance Shares/Share Units were granted to the Reporting Person under the Company's Long-Term Incentive Plan in 2016, 2017 and 2018. Share Units are time-based awards and are paid on a one-for-one basis in Company common shares on the third anniversary of the date of grant if the Reporting Person remains employed by the Company on that date. Performance Shares are time-based and Company performance-based and are also paid, if earned, on a one-for-one basis in Company common shares (i) if the Reporting Person remains employed by the Company on that date, and (ii) depending on Company performance over a three year performance period.