Filing Details

Accession Number:
0000019617-18-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-16 18:53:07
Reporting Period:
2018-05-14
Accepted Time:
2018-05-16 18:53:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685281 A. Todd Combs Jpmorgan Chase &Amp; Co.
270 Park Avenue
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-14 13,000 $114.61 18,277 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (Right to Buy) Disposition 2018-05-14 22,500 $74.23 22,950 $41.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-12-11 2018-10-28 No 4 S Direct
Footnotes
  1. There was no disgorgeable profits under Rule 16b-6(c)(2) from the transactions being reported on this Form 4, because the price of the common stock at the time of the sale of the warrants ($114.56) was lower than the lowest price at which the stock was purchased ($114.59).
  2. Reflects a weighted average purchase price of $114.6075, at prices ranging from $114.59 to $114.61 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. The Reporting Person sold 22,500 warrants. The amount of common shares into which these warrants are exchangeable is at an exchange rate of 1.02 (22,950 equivalent shares).