Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-05-16 17:30:02
Reporting Period:
Accepted Time:
2018-05-16 17:30:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343883 H Johnathan Short 5660 New Northside Drive
Atlanta GA 30328
General Counsel & Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-16 6,000 $71.67 60,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $71.44 - $71.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. The common stock number referred in Table I is an aggregate number and represents 41,926 shares of common stock and 18,829 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 and total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to this award, will not be determined until February 2020, and will be reported at the time of vesting.
  4. Since the reporting person's last filing, the reporting person disposed of 3,430 shares of common stock under a transaction pursuant to a divorce decree that is exempt from Section 16.