Filing Details

Accession Number:
0001179110-18-006900
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-16 17:09:01
Reporting Period:
2018-05-14
Accepted Time:
2018-05-16 17:09:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Inc. COWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1042589 A Peter Cohen Cowen Inc.
599 Lexington Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-05-14 6,500 $15.63 737,875 No 4 S Direct
Class A Common Stock Disposition 2018-05-15 6,500 $15.73 731,375 No 4 S Direct
Class A Common Stock Disposition 2018-05-16 6,500 $15.74 724,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.70. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.80. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.85. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.