Filing Details
- Accession Number:
- 0000017843-18-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-16 16:28:39
- Reporting Period:
- 2018-05-15
- Accepted Time:
- 2018-05-16 16:28:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1137979 | D James Dee | Carpenter Technology Corporation 1735 Market Street, 15Th Fl Philadelphia PA 19103 | Vp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-15 | 4,952 | $34.77 | 34,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-15 | 3,684 | $58.33 | 31,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2018-05-15 | 1,651 | $0.00 | 1,651 | $34.77 |
| Common Stock | Employee Stock Options | Disposition | 2018-05-15 | 1,651 | $0.00 | 1,651 | $34.77 |
| Common Stock | Employee Stock Options | Disposition | 2018-05-15 | 1,650 | $0.00 | 1,650 | $34.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-13 | 2020-09-13 | No | 4 | M | Direct |
| 0 | 2012-09-13 | 2020-09-13 | No | 4 | M | Direct |
| 0 | 2013-09-13 | 2020-09-13 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
- The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $58.31 per share to a high of $58.33 per share.
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
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