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Filing Details

Accession Number:: 0001181431-11-010580
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-15 19:40:25
Reporting Period:: 2011-02-14

Filing Date:: 2011-02-15
Accepted Time:: 2011-02-15 19:40:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1392380	Gevo Inc.	GEVO	Industrial Organic Chemicals (2860)	870747704

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1032453	Vinod Khosla	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No
1471809	Khosla Ventures Iii, L.p.	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No
1501927	Vk Services, Llc	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No
1501934	Khosla Ventures Associates Iii, Llc	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No
1501935	Khosla Ventures I, L.p.	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No
1501936	Khosla Ventures Associates I, Llc	3000 Sand Hill Road Building Three, Suite 190 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-14	4,633,583	$0.00	4,633,583	No	4	C	Direct
Common Stock	Acquisiton	2011-02-14	333,334	$15.00	4,966,917	No	4	P	Direct
Common Stock	Acquisiton	2011-02-14	77,142	$0.00	77,142	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-02-14	185,377	$0.00	185,377	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-02-14	1,898,730	$0.00	1,898,730	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2011-02-14	133,333	$15.00	2,032,063	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	P	Direct
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2011-02-14	945,172	$0.00	945,172	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-02-14	1,024,566	$0.00	1,024,566	$0.00
Common Stock	Series A-3 Preferred Stock	Disposition	2011-02-14	864,833	$0.00	864,833	$0.00
Common Stock	Series A-4 Preferred Stock	Disposition	2011-02-14	811,305	$0.00	811,305	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-02-14	987,707	$0.00	987,707	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-02-14	16,111	$0.00	16,111	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-02-14	17,465	$0.00	17,465	$0.00
Common Stock	Series A-3 Preferred Stock	Disposition	2011-02-14	14,742	$0.00	14,742	$0.00
Common Stock	Series A-4 Preferred Stock	Disposition	2011-02-14	13,830	$0.00	13,830	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-02-14	14,994	$0.00	14,994	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-02-14	38,717	$0.00	38,717	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-02-14	41,969	$0.00	41,969	$0.00
Common Stock	Series A-3 Preferred Stock	Disposition	2011-02-14	35,425	$0.00	35,425	$0.00
Common Stock	Series A-4 Preferred Stock	Disposition	2011-02-14	33,234	$0.00	33,234	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-02-14	36,032	$0.00	36,032	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-02-14	1,065,342	$0.00	1,065,342	$0.00
Common Stock	Series D-1 Preferred Stock	Disposition	2011-02-14	438,113	$0.00	833,388	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Represents the aggregate number of shares of common stock held by the applicable reporting person following conversion of the shares of preferred stock previously held by such reporting person and reflected in Table II of this Form 4.
Upon completion of the Issuer's initial public offering of common stock, all shares of preferred stock held by the applicable reporting person, other than shares of Series D-1 Preferred Stock, were converted into shares of the Issuer's common stock on a one-for-one basis and had no expiration date.
The securities are owned by Khosla Ventures I, L.P. ("Khosla I"). VK Services, LLC serves as the manager of Khosla Ventures Associates I, LLC ("KVA I"), which serves as the general partner of Khosla I. Vinod Khosla is the managing member of VK Services, LLC. Each of KVA I, VK Services, LLC and Vinod Khosla may be deemed to possess sole voting and investment control over the shares owned by Khosla I and may be deemed to have indirect beneficial ownership of such shares. Neither KVA I nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
The securities are owned by VK Services, LLC. VK Services, LLC serves as the manager of KVA I, the general partner of Khosla I, and KVA III, the general partner of Khosla III. Vinod Khosla is the managing member of VK Services, LLC, and may be deemed to possess sole voting and investment control over the shares held by VK Services, LLC, and may be deemed to have indirect beneficial ownership of such shares. Neither KVA I nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
The securities were originally purchased by Khosla I, and were distributed by Khosla I to KVA I, and in turn by KVA I to the current owners, who are members or affiliates of members of KVA I. However, Khosla I continues to possess voting and investment control over the shares. VK Services, LLC serves as the manager of KVA I, which serves as the general partner of Khosla I. Vinod Khosla is the managing member of VK Services, LLC. Each of KVA I, VK Services, LLC and Vinod Khosla may be deemed to possess sole voting and investment control over such shares, and each of Khosla I, KVA I, VK Services, LLC and Vinod Khosla may be deemed to have indirect beneficial ownership of such shares. Neither KVA I nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Upon completion of the Issuer's initial public offering and in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on May 4, 2010, a copy of which is attached as Exhibit 3.1 to the Issuer's Registration Statement on Form S-1 (File No. 333-168792), as amended, initially filed with the Securities and Exchange Commission on August 12, 2010, the Series D-1 Preferred Stock was automatically converted into shares of the Issuer's common stock at a ratio of 1:1.90222 and had no expiration date.
The securities are owned by Khosla Ventures III, L.P. ("Khosla III"). VK Services, LLC serves as the manager of Khosla Ventures Associates III, LLC ("KVA III"), which serves as the general partner of Khosla III. Vinod Khosla is the managing member of VK Services, LLC. Each of KVA III, VK Services, LLC and Vinod Khosla may be deemed to possess sole voting and investment control over the shares owned by Khosla III and may be deemed to have indirect beneficial ownership of such shares. Neither KVA III nor Vinod Khosla owns any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.