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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-05-15 20:09:53
Reporting Period:
Accepted Time:
2018-05-15 20:09:53
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269294 Katrina Lovas Houde 9 Scholfield Avenue
Toronto A6 A6 00000
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-05-12 2,976 $0.00 91,221 No 4 M Direct
Common Shares Disposition 2018-05-12 1,047 $7.15 90,174 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2018-05-12 2,976 $0.00 2,976 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
  1. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
  2. On May 12, 2015, the reporting person was granted 8,929 Restricted Stock Units vesting in three equal annual installments beginning on the first anniversary of the grant date.