Filing Details
- Accession Number:
- 0001209191-18-030240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 16:33:48
- Reporting Period:
- 2018-05-11
- Accepted Time:
- 2018-05-15 16:33:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | () | OH |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942082 | Iii H Carl Lindner | 301 East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-11 | 50,000 | $34.34 | 2,874,566 | No | 4 | M | Indirect | #1 |
| Common Stock | Disposition | 2018-05-11 | 50,000 | $111.88 | 2,824,566 | No | 5 | S | Indirect | #1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | #1 |
| No | 5 | S | Indirect | #1 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise | Disposition | 2018-05-11 | 50,000 | $0.00 | 0 | $34.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 674,162 | Indirect | #2 |
| Common Stock | 1,248,500 | Indirect | #12 |
| Common Stock | 1,428,174 | Indirect | #26 |
| Common Stock | 2,311,386 | Indirect | #29 |
Footnotes
- On May 1, 2018, Indirect #1 transferred 636,064 shares of common stock to Indirect #2.
- Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
- Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
- Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
- Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
- These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
