Filing Details

Accession Number:
0001209191-18-030202
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-15 16:19:44
Reporting Period:
2018-05-11
Accepted Time:
2018-05-15 16:19:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8063 Astronics Corp ATRO Aircraft Parts & Auxiliary Equipment, Nec (3728) 160959303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492763 Mark Peabody 130 Commerce Way
East Aurora NY 14052
Vp Astronics Advanced Electron No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.01 Pv Common Stock Disposition 2018-05-11 522 $33.85 10,846 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$.01 Pv Class B Stock 109,005 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$.01 Pv Com Stk Option $3.27 2009-12-09 2018-12-09 16,880 16,880 Direct
$.01 Pv Cl B Stk Option $3.27 2009-12-09 2018-12-09 23,785 23,785 Direct
$.01 Pv Com Stk Option $3.27 2010-12-03 2019-12-03 16,840 16,840 Direct
$.01 Pv Cl B Stk Option $3.27 2010-12-03 2019-12-03 23,729 23,729 Direct
$.01 Pv Com Stk Option $8.82 2011-12-02 2020-12-02 6,500 6,500 Direct
$.01 Pv Cl B Stk Option $8.82 2011-12-02 2020-12-02 9,159 9,159 Direct
$.01 Pv Com Stk Option $15.63 2012-12-01 2021-12-01 4,300 4,300 Direct
$.01 Pv Cl B Stk Option $15.63 2012-12-01 2021-12-01 5,117 5,117 Direct
$.01 Pv Com Stk Option $10.58 2013-11-29 2022-11-29 7,400 7,400 Direct
$.01 Pv Cl B Stk Option $10.58 2013-11-29 2022-11-29 6,692 6,692 Direct
$.01 Pv Com Stk Option $32.72 2014-12-11 2023-12-11 2,990 2,990 Direct
$.01 Pv Cl B Stk Option $32.72 2014-12-11 2023-12-11 1,755 1,755 Direct
$.01 Pv Com Stk Option $35.46 2015-12-11 2024-12-11 3,470 3,470 Direct
$.01 Pv Cl B Stk Option $35.46 2015-12-11 2024-12-11 1,119 1,119 Direct
$.01 Pv Com Stk Option $31.88 2016-12-03 2025-12-03 4,500 4,500 Direct
$.01 Pv Cl B Stk Option $31.88 2016-12-03 2025-12-03 675 675 Direct
$.01 Pv Com Stk Option $36.52 2017-12-14 2026-12-14 4,820 4,820 Direct
$.01 Pv Com Stk Option $40.95 2018-12-12 2027-12-12 7,010 7,010 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 1,205 1,205 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-09 16,880 16,880 Direct
2018-12-09 23,785 23,785 Direct
2019-12-03 16,840 16,840 Direct
2019-12-03 23,729 23,729 Direct
2020-12-02 6,500 6,500 Direct
2020-12-02 9,159 9,159 Direct
2021-12-01 4,300 4,300 Direct
2021-12-01 5,117 5,117 Direct
2022-11-29 7,400 7,400 Direct
2022-11-29 6,692 6,692 Direct
2023-12-11 2,990 2,990 Direct
2023-12-11 1,755 1,755 Direct
2024-12-11 3,470 3,470 Direct
2024-12-11 1,119 1,119 Direct
2025-12-03 4,500 4,500 Direct
2025-12-03 675 675 Direct
2026-12-14 4,820 4,820 Direct
2027-12-12 7,010 7,010 Direct
1,205 1,205 Direct
Footnotes
  1. Shares sold pursuant to a 10b5-1 trading plan.
  2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.