Filing Details
- Accession Number:
- 0001140361-18-023955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-15 16:27:20
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-15 16:27:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392629 | A Allan Muto | 200 Palmer Street Stroudsburg PA 18360 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-10 | 14,983 | $14.75 | 71,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 800 | $14.76 | 70,901 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 200 | $14.77 | 70,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 2,524 | $14.80 | 68,177 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 200 | $14.81 | 67,977 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 200 | $14.82 | 67,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 688 | $14.83 | 67,089 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 378 | $14.84 | 66,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 100 | $14.88 | 66,611 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 100 | $14.89 | 66,511 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 212 | $14.90 | 66,299 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-10 | 100 | $14.91 | 66,199 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-15 | 20,485 | $12.35 | 86,684 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-05-15 | 20,485 | $0.00 | 20,485 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,360 | Indirect | By 401(k) |
| Common Stock | 12,311 | Indirect | By ESOP |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
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